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Derivatives and Structured Products

SNR Denton has extensive experience in a wide range of derivatives and structured products, from highly tailored, onetime structures, to high-volume “plain vanilla” swaps.  We have acquired this expertise in a wide variety of transactions and from all perspectives – representing swap dealers, hedge funds and other end-users, investors, issuers and underwriters.

We excel at helping clients understand and negotiate the best deal possible, no matter how complex or innovative the deal structure might be.  We have the expertise to advise on the tax, insolvency, securities, commodities, banking, ERISA and investment company laws affecting these transactions.  Our high level of commercial awareness and industry knowledge gives us the ability to find solutions that get the deal done at a cost that matches the job.  Our clients benefit from our expertise in the legal mechanics of trading, financing and resolving the disputes involved in complex transactions.  What differentiates us from other law firms is our breadth and depth of industry knowledge and risk management practices.

We have an in-depth knowledge of all kinds of derivatives and structured products, whether relating to interest rates, currencies, credit, equities (including indices and funds), debt, energy or other commodities, or exotics such as weather and property.  For our clients who have in-house lawyers to staff most of their transactions, we handle documentation overflows cost effectively and save our clients the time and expense of adding permanent headcount.

We understand volatility, both in the pricing of derivatives and the daily swings in the trading of those derivatives and the underlying products, and we draft documents to safeguard our clients’ interests.  We have extensive experience in the structuring and documentation of transactions involving derivatives, including swaps in securitization transactions and other investment vehicles, futures, options, collars and participation agreements.  Representative transactions include total return swaps on debt and equity securities, and currency, commodity and interest rate hedges using swaps and other derivatives.  In the course of these representations, we have negotiated hundreds of ISDA master agreements and other industry standard agreements.  In addition to assisting clients with ISDA documentation, we also regularly work with netting and collateral arrangements, including cross product and cross-affiliate netting issues, special purpose vehicles (SPVs), bankruptcy concerns and innovative risk management techniques.

For our investment fund clients, we have negotiated numerous master derivatives agreements, such as ISDA agreements, prime brokerage agreements, master repurchase agreements and securities lending agreements, as well as principal protected hedge fund securities and fund investments in structured products.

In the current distressed market environment, we regularly advise clients whose derivatives are not performing as originally expected.  In this context we have advised on collateralization and termination provisions, as well as on the occurrence of credit and other material events under credit default swaps, total return swaps and hedges relating to structured products.

We are experienced in both OTC and exchange-traded products, as well as in clearing arrangements.  We also have experience advising clients in connection with the development of exchanges and electronic trading systems and on the use of new technologies for derivatives-related activities.

Areas of Focus:

  • Interest rate and FX derivatives
  • Credit derivatives
  • Islamic products
  • Energy and other commodity derivatives
  • Equity derivatives, including repo/stock lending
  • Complex finance, credit and fund-linked structured products
Key Contacts Contacts

Jeffrey H. Koppele
Partner
New York
D +1 212 768 6844
Email
jeffrey.koppele@snrdenton.com
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Stephen S. Kudenholdt
Partner
New York
D +1 212 768 6847
Email
steve.kudenholdt@snrdenton.com
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Matthew Sapte
Partner
London
D +44 (0)20 7246 7629
M +44 (0)7795 618325
Email
matthew.sapte@snrdenton.com
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Full Team

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