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Investment Banks and Broker Dealers

Not immune to the effects of the global credit crisis, investment banks and broker dealers are facing conditions that have repeatedly parched deal flow in nearly every aspect of their businesses, quarter upon quarter. Jump-starting deal flow and maintaining profitability are of the utmost importance at a time when larger banks are also vying for the rare few deals which show the promising signs of coming to market.

Investment banks and broker dealers are also caught in an unfolding web of new regulatory requirements which, at a time when efficiencies must be honed and profits must be realized, run the risk of dampening deal flow and stalling progress. As a result, they’re being forced to seek business opportunities in new sectors and geographies in an effort to replace traditional sources of income hit by the downturn.

SNR Denton understands the cards that investment banks and broker dealers have been dealt. With expertise in eight unique sectors and a wide range of geographies, we help investment banks and broker dealers navigate this complex landscape and get deals done.

Areas of Focus:

  • Equity capital markets
  • Debt capital markets
  • Mergers and acquisitions
  • Securities issuances and trading
  • Portfolio asset diligence, acquisitions and divestitures
  • Exchange listings
  • Investment funds
  • Financial institutions regulation
  • Derivatives and structured products
  • Financial markets litigation
Disclaimer

Unsolicited e-mails and information sent to SNR Denton will not be considered confidential, may be disclosed to others, may not receive a response, and do not create a lawyer-client relationship with SNR Denton.

If you are not already a client of SNR Denton, please do not include any confidential information in this message.

Also, please note that our lawyers do not seek to practise law in any jurisdiction in which they are not properly permitted to do so.